Sean Smith
|
Interim CFO, Prin Acct Off |
Sale of securities on an exchange or to another person at price $ 0.62 per share. |
10 Aug 2023 |
1,323 |
21,637
(0%)
|
0%
|
0.6 |
818
|
Common Stock |
Sean Smith
|
Interim CFO, Prin Acct Off |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Aug 2023 |
5,000 |
22,960
(0%)
|
0%
|
|
0
|
Common Stock |
Sean Smith
|
Interim CFO, Prin Acct Off |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Aug 2023 |
5,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Martin Babler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rohan Palekar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sarah B. Noonberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Erin M. Lavelle
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Priti Patel
|
Former Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2023 |
10,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Priti Patel
|
Former Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2023 |
10,000 |
41,082
(0%)
|
0%
|
|
0
|
Common Stock |
Priti Patel
|
Former Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.69 per share. |
31 Mar 2023 |
3,769 |
37,313
(0%)
|
0%
|
0.7 |
2,608
|
Common Stock |
Priti Patel
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Feb 2023 |
35,000 |
35,000
|
-
|
|
-
|
Restricted Stock Units |
Priti Patel
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.60 per share. |
01 Feb 2023 |
14,380 |
31,082
(0%)
|
0%
|
0.6 |
8,588
|
Common Stock |
Priti Patel
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Feb 2023 |
35,000 |
45,462
(0%)
|
0%
|
|
0
|
Common Stock |
Sean Smith
|
Principal Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Feb 2023 |
12,500 |
19,276
(0%)
|
0%
|
|
0
|
Common Stock |
Sean Smith
|
Principal Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Feb 2023 |
12,500 |
12,500
|
-
|
|
-
|
Restricted Stock Units |
Sean Smith
|
Principal Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.60 per share. |
01 Feb 2023 |
3,316 |
15,960
(0%)
|
0%
|
0.6 |
1,980
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Aug 2022 |
350,000 |
350,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl Walkey
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Aug 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Priti Patel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Aug 2022 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean Smith
|
Principal Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Aug 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Donna Cochener
|
General Counsel, SVP Legal |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Aug 2022 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Martin Babler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rohan Palekar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sarah B. Noonberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Erin M. Lavelle
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Priti Patel
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Apr 2022 |
10,000 |
12,000
(0%)
|
0%
|
|
0
|
Common Stock |
Priti Patel
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
30 Apr 2022 |
5,538 |
6,462
(0%)
|
0%
|
1.2 |
6,749
|
Common Stock |
Priti Patel
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Apr 2022 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
Donna Cochener
|
General Counsel, SVP Legal |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2022 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rohan Palekar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2022 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean Smith
|
Principal Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2022 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl Walkey
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
55,000 |
55,000
|
-
|
|
-
|
Restricted Stock Units |
Robert Ho
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
70,000 |
70,000
|
-
|
|
-
|
Restricted Stock Units |
Priti Patel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
70,000 |
70,000
|
-
|
|
-
|
Restricted Stock Units |
Jonathan G. Drachman
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 6.45 per share. |
24 Aug 2021 |
25,000 |
25,000
(0%)
|
0%
|
6.4 |
161,225
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 6.45 per share. |
24 Aug 2021 |
25,000 |
25,000
(0%)
|
0%
|
6.4 |
161,225
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 6.11 per share. |
24 Aug 2021 |
100,000 |
2,348,686
(4%)
|
0%
|
6.1 |
611,100
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2021 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl Walkey
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2021 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert Ho
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2021 |
190,000 |
190,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Holly Vance
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2021 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Priti Patel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2021 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 10.19 per share. |
16 Jun 2021 |
600 |
1,352,489
(2%)
|
0%
|
10.2 |
6,114
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 10.82 per share. |
09 Jun 2021 |
650 |
1,353,089
(2%)
|
0%
|
10.8 |
7,036
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.00 per share. |
08 Jun 2021 |
600 |
1,353,739
(2%)
|
0%
|
11 |
6,600
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
04 Jun 2021 |
600 |
1,354,339
(2%)
|
0%
|
10 |
6,000
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 9.61 per share. |
03 Jun 2021 |
10,000 |
2,248,686
(4%)
|
0%
|
9.6 |
96,082
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 9.48 per share. |
03 Jun 2021 |
40,000 |
2,238,686
(4%)
|
0%
|
9.5 |
379,272
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
26 May 2021 |
600 |
1,354,939
(2%)
|
0%
|
10 |
6,000
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 10.63 per share. |
19 May 2021 |
600 |
1,355,539
(2%)
|
0%
|
10.6 |
6,378
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.09 per share. |
12 May 2021 |
1,200 |
1,354,762
(2%)
|
0%
|
11.1 |
13,308
|
Common Stock |
Martin Babler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lewis T. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sarah B. Noonberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Erin M. Lavelle
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.30 per share. |
05 May 2021 |
1,200 |
1,355,962
(2%)
|
0%
|
11.3 |
13,560
|
Common Stock |
Priti Patel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2021 |
20,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Priti Patel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2021 |
475,000 |
475,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 12.58 per share. |
28 Apr 2021 |
2,400 |
1,357,162
(2%)
|
0%
|
12.6 |
30,192
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 13.00 per share. |
26 Apr 2021 |
600 |
1,359,562
(2%)
|
0%
|
13 |
7,800
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.98 per share. |
21 Apr 2021 |
1,800 |
1,360,162
(2%)
|
0%
|
12.0 |
21,564
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 12.22 per share. |
14 Apr 2021 |
1,800 |
1,361,962
(2%)
|
0%
|
12.2 |
21,996
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 12.02 per share. |
07 Apr 2021 |
1,800 |
1,363,762
(2%)
|
0%
|
12.0 |
21,636
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 13.00 per share. |
05 Apr 2021 |
600 |
1,365,562
(2%)
|
0%
|
13 |
7,800
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.96 per share. |
31 Mar 2021 |
1,800 |
1,366,162
(2%)
|
0%
|
12.0 |
21,528
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.95 per share. |
22 Mar 2021 |
1,800 |
1,367,962
(2%)
|
0%
|
12.0 |
21,516
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 12.00 per share. |
22 Mar 2021 |
600 |
1,369,762
(2%)
|
0%
|
12 |
7,200
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.36 per share. |
17 Mar 2021 |
1,200 |
1,370,362
(2%)
|
0%
|
11.4 |
13,632
|
Common Stock |
Robert Ho
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
25,000 |
28,000
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Ho
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
25,000 |
50,000
|
-
|
|
-
|
Restricted Stock Units |
Robert Ho
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 11.01 per share. |
16 Mar 2021 |
6,497 |
21,503
(0%)
|
0%
|
11.0 |
71,556
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.97 per share. |
10 Mar 2021 |
1,800 |
1,371,562
(2%)
|
0%
|
12.0 |
21,540
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 11.87 per share. |
03 Mar 2021 |
1,800 |
1,373,362
(2%)
|
0%
|
11.9 |
21,360
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 13.00 per share. |
24 Feb 2021 |
600 |
1,375,162
(2%)
|
0%
|
13 |
7,800
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 12.14 per share. |
24 Feb 2021 |
1,800 |
1,375,762
(2%)
|
0%
|
12.1 |
21,852
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 12.70 per share. |
17 Feb 2021 |
2,400 |
1,377,562
(2%)
|
0%
|
12.7 |
30,480
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 14.20 per share. |
10 Feb 2021 |
3,000 |
1,379,962
(2%)
|
0%
|
14.2 |
42,600
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 14.00 per share. |
05 Feb 2021 |
600 |
1,382,962
(2%)
|
0%
|
14 |
8,400
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Sale of securities on an exchange or to another person at price $ 13.23 per share. |
03 Feb 2021 |
2,400 |
1,383,562
(2%)
|
0%
|
13.2 |
31,752
|
Common Stock |
Carl Walkey
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jan 2021 |
45,000 |
45,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Holly Vance
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Oct 2020 |
220,000 |
220,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Martin Babler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Sep 2020 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jonathan G. Drachman
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Aug 2020 |
420,000 |
420,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert Ho
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Aug 2020 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Erin Lavelle
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2020 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lewis T. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean P. Nolan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sarah B. Noonberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert Ho
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert Ho
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
75,000 |
75,000
|
-
|
|
-
|
Restricted Stock Units |
Jonathan G. Drachman
|
Director, President and CEO |
|
12 Nov 2019 |
12,616 |
0
(0%)
|
0%
|
|
0
|
Series A Preferred Stock |
Jonathan G. Drachman
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 8.40 per share. |
12 Nov 2019 |
119,047 |
2,198,686
(4%)
|
0%
|
8.4 |
999,995
|
Common Stock |
Jonathan G. Drachman
|
Director, President and CEO |
|
12 Nov 2019 |
1,261,600 |
2,079,639
(5%)
|
3%
|
|
0
|
Common Stock |
Todd E. Simpson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Oct 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
Lewis T. Williams
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Oct 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sean P. Nolan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Oct 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sarah B. Noonberg
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Oct 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jonathan G. Drachman
|
Director, See Remarks |
Purchase of securities on an exchange or from another person at price $ 2.85 per share. |
09 Sep 2019 |
76,822 |
411,250
(1%)
|
0%
|
2.8 |
218,559
|
Common Stock |
Jonathan G. Drachman
|
Director, See Remarks |
Purchase of securities on an exchange or from another person at price $ 3.30 per share. |
09 Sep 2019 |
136,436 |
584,428
(2%)
|
0%
|
3.3 |
449,898
|
Common Stock |
Jonathan G. Drachman
|
Director, See Remarks |
Purchase of securities on an exchange or from another person at price $ 3.08 per share. |
09 Sep 2019 |
36,742 |
447,992
(1%)
|
0%
|
3.1 |
113,290
|
Common Stock |
Jonathan G. Drachman
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2019 |
1,650,000 |
1,650,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jonathan G. Drachman
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Aug 2019 |
12,616 |
12,616
(0%)
|
0%
|
|
0
|
Series A Preferred Stock |
Jonathan G. Drachman
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Aug 2019 |
568,039 |
568,039
(2%)
|
2%
|
|
0
|
Common Stock |
David J. Main
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Aug 2018 |
415,000 |
415,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Aug 2018 |
195,000 |
195,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Aug 2018 |
145,000 |
145,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelley McCloskey
|
VP, HR and Administration |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Aug 2018 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel J. Levitt
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 May 2018 |
3,906 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel J. Levitt
|
None |
Sale of securities on an exchange or to another person at price $ 12.67 per share. |
14 May 2018 |
3,906 |
0
(0%)
|
0%
|
12.7 |
49,489
|
Common Stock |
Daniel J. Levitt
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.56 per share. |
14 May 2018 |
3,906 |
3,906
(0%)
|
0%
|
10.6 |
41,247
|
Common Stock |
Daniel J. Levitt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Pelzer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean P. Nolan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gary J. Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.56 per share. |
15 Mar 2018 |
1,302 |
1,302
(0%)
|
0%
|
10.6 |
13,749
|
Common Stock |
Lloyd Mackenzie
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Mar 2018 |
1,302 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 14.63 per share. |
15 Mar 2018 |
1,302 |
0
(0%)
|
0%
|
14.6 |
19,049
|
Common Stock |
David J. Main
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2018 |
225,000 |
225,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2018 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2018 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Troupin
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2018 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelley McCloskey
|
VP, HR and Administration |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2018 |
45,000 |
45,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Abigail Jenkins
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2018 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2017 |
6,000 |
3,625
|
-
|
|
-
|
Stock Option (Right to Buy( |
David J. Main
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 13.16 per share. |
01 Jun 2017 |
3,625 |
71,530
(0%)
|
0%
|
13.2 |
47,696
|
Common Stock |
David J. Main
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.60 per share. |
01 Jun 2017 |
3,625 |
75,155
(0%)
|
0%
|
9.6 |
34,800
|
Common Stock |
David J. Main
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 13.59 per share. |
01 Jun 2017 |
6,000 |
71,530
(0%)
|
0%
|
13.6 |
81,560
|
Common Stock |
David J. Main
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.60 per share. |
01 Jun 2017 |
6,000 |
77,530
(0%)
|
0%
|
9.6 |
57,600
|
Common Stock |
David J. Main
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 13.00 per share. |
01 Jun 2017 |
6,000 |
71,530
(0%)
|
0%
|
13.0 |
77,988
|
Common Stock |
David J. Main
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.60 per share. |
01 Jun 2017 |
6,000 |
77,530
(0%)
|
0%
|
9.6 |
57,600
|
Common Stock |
David J. Main
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2017 |
3,625 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2017 |
6,000 |
9,625
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel J. Levitt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Pelzer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean P. Nolan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gary J. Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
185,000 |
185,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
VP Technical Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Troupin
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Chilton Mitchell
|
VP Global Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelley McCloskey
|
VP, HR and Administration |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Abigail Jenkins
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2017 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelley McCloskey
|
VP, HR and Administration |
|
31 Dec 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Troupin
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2016 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Sep 2016 |
294,707 |
1,119,075
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Sep 2016 |
2,476,348 |
9,404,467
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Sep 2016 |
12,550 |
1,131,625
|
-
|
|
-
|
Common Stock |
Abigail Jenkins
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2016 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel J. Levitt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2016 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2016 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Pelzer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2016 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean P. Nolan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2016 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gary Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2016 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
3,374 |
781,421
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
30,986 |
6,533,759
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
7,420 |
788,841
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
68,132 |
6,601,891
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
1,289 |
790,130
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
11,840 |
6,613,731
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
20,192 |
810,322
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
185,413 |
6,799,144
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
14,046 |
824,368
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
128,975 |
6,928,119
|
-
|
|
-
|
Common Stock |
Stephen B. Shrewsbury
|
CMO; Senior VP Clinical Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2016 |
120,000 |
120,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2016 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
VP Technical Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Chilton Mitchell
|
VP Global Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
1,887 |
765,980
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
17,221 |
6,393,162
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
440 |
766,420
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
4,021 |
6,397,183
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
17 |
766,437
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
156 |
6,397,339
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
2,810 |
769,247
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
25,650 |
6,422,989
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
312 |
769,559
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
2,833 |
6,425,822
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
497 |
770,056
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
4,503 |
6,430,325
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
278 |
770,334
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
2,522 |
6,432,847
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
7,318 |
777,652
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
66,345 |
6,499,192
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
395 |
778,047
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
3,581 |
6,502,773
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
5,029 |
750,354
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
45,903 |
6,250,533
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
1,109 |
751,463
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
10,123 |
6,260,656
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
1,568 |
753,031
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
14,313 |
6,274,969
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
6,294 |
759,325
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
57,453 |
6,332,422
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
1,511 |
760,836
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
13,789 |
6,346,211
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
3,067 |
763,903
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
27,996 |
6,374,207
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
190 |
764,093
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Jan 2016 |
1,734 |
6,375,941
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
9,970 |
735,198
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
90,550 |
6,112,654
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
1,399 |
736,597
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
12,706 |
6,125,360
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
330 |
736,927
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
2,998 |
6,128,358
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
2,296 |
739,223
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
20,851 |
6,149,209
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
361 |
739,584
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
3,279 |
6,152,488
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
545 |
740,129
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
4,949 |
6,157,437
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
5,196 |
745,325
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Jan 2016 |
47,193 |
6,204,630
|
-
|
|
-
|
Common Stock |
Gary Bridger
|
None |
Other type of transaction at price $ 0.00 per share. |
31 Oct 2015 |
1,543,989 |
0
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
10 Sep 2015 |
266,563 |
725,228
|
-
|
|
-
|
Common Stock |
Julian C. Baker
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
10 Sep 2015 |
2,213,469 |
6,022,104
|
-
|
|
-
|
Common Stock |
David Chilton Mitchell
|
VP Global Regulatory & Quality |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Aug 2015 |
3,575 |
3,575
|
-
|
|
-
|
Common Stock |
Kamran Alam
|
CFO, Vice President Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
8,246 |
2,170
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
20,833 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
8,246 |
8,246
|
-
|
|
-
|
Common Stock |
Kamran Alam
|
CFO, Vice President Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
20,833 |
29,079
|
-
|
|
-
|
Common Stock |
Kamran Alam
|
CFO, Vice President Finance |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Aug 2015 |
29,079 |
0
|
-
|
|
-
|
Common Stock |
Lloyd Mackenzie
|
VP Technical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
7,812 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
VP Technical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
28,075 |
1,872
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
VP Technical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
7,812 |
7,812
|
-
|
|
-
|
Common Stock |
Lloyd Mackenzie
|
VP Technical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
28,075 |
35,887
|
-
|
|
-
|
Common Stock |
Lloyd Mackenzie
|
VP Technical Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Aug 2015 |
35,887 |
0
|
-
|
|
-
|
Common Stock |
David Chilton Mitchell
|
VP Global Regulatory & Quality |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Aug 2015 |
1,600 |
1,600
|
-
|
|
-
|
Common Stock |
Daniel J. Levitt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Pelzer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stephen B. Shrewsbury
|
CMO; Senior VP Clinical Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean P. Nolan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
VP Technical Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gary Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2015 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Chilton Mitchell
|
VP Global Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2015 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stephen B. Shrewsbury
|
CMO; Senior VP Clinical Dev. |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
31 Dec 2014 |
400 |
400
|
-
|
|
-
|
Common Stock |
Stephen B. Shrewsbury
|
CMO; Senior VP Clinical Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2014 |
31,250 |
31,250
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2014 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kamran Alam
|
CFO, Vice President Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2014 |
31,250 |
31,250
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Mackenzie
|
VP Technical Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2014 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Main
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
9,459 |
0
|
-
|
|
-
|
Common Exchangeable Shares |
David J. Main
|
Director, President and CEO |
|
12 Mar 2014 |
71,530 |
0
|
-
|
|
-
|
Common Exchangeable Shares |
David J. Main
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
9,459 |
71,530
|
-
|
|
-
|
Common Special Voting Stock |
David J. Main
|
Director, President and CEO |
|
12 Mar 2014 |
71,530 |
0
|
-
|
|
-
|
Common Special Voting Stock |
David J. Main
|
Director, President and CEO |
|
12 Mar 2014 |
71,530 |
71,530
|
-
|
|
-
|
Common Stock |
Gary Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2014 |
36,502 |
40,147
|
-
|
|
-
|
Common Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
40,147 |
0
|
-
|
|
-
|
Common Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
284,090 |
0
|
-
|
|
-
|
Series A-1 Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
284,090 |
0
|
-
|
|
-
|
Series A-1 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
284,090 |
0
|
-
|
|
-
|
Series A-1 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
189,393 |
0
|
-
|
|
-
|
Series A-2 Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
189,393 |
0
|
-
|
|
-
|
Series A-2 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
189,393 |
0
|
-
|
|
-
|
Series A-2 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
326,538 |
0
|
-
|
|
-
|
Series B-1 Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
326,538 |
0
|
-
|
|
-
|
Series B-1 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
326,538 |
0
|
-
|
|
-
|
Series B-1 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
325,035 |
0
|
-
|
|
-
|
Series B-2 Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
325,035 |
0
|
-
|
|
-
|
Series B-2 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
325,035 |
0
|
-
|
|
-
|
Series B-2 Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
378,786 |
0
|
-
|
|
-
|
Series C Exchangeable Shares |
Gary Bridger
|
None |
|
12 Mar 2014 |
378,786 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
378,786 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Gary Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2014 |
36,502 |
40,147
|
-
|
|
-
|
Common Special Voting Stock |
Gary Bridger
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
40,147 |
0
|
-
|
|
-
|
Common Special Voting Stock |
Gary Bridger
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
284,090 |
0
|
-
|
|
-
|
Series A-1 Special Voting Stock |
Gary Bridger
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
189,393 |
0
|
-
|
|
-
|
Series A-2 Special Voting Stock |
Gary Bridger
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
326,538 |
0
|
-
|
|
-
|
Series B-1 Special Voting Stock |
Gary Bridger
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
325,035 |
0
|
-
|
|
-
|
Series B-2 Special Voting Stock |
Gary Bridger
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Mar 2014 |
378,786 |
0
|
-
|
|
-
|
Series C Special Voting Stock |
Gary Bridger
|
None |
|
12 Mar 2014 |
1,543,989 |
1,543,989
|
-
|
|
-
|
Common Stock |
Daniel J. Levitt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
8,333 |
20,051
|
-
|
|
-
|
Stock Option (Right to Buy) |
Todd E. Simpson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
8,333 |
8,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Pelzer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
8,333 |
14,843
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gary Bridger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
8,333 |
8,333
|
-
|
|
-
|
Stock Option (Right to Buy) |